Compliance & Onboarding

Stay continuously compliant — without the manual chase

A dedicated module for periodic KYC updates, regulatory workflows, alerts, and document revalidation. Keep client records current and audit-ready without the spreadsheets.

Auto reminders
Audit-ready
Smart alerts
SEBI aligned
Auto
Periodic reminders
0
Spreadsheets to maintain
Risk-based
Re-KYC tiers
Audit
Complete logs

Everything Re-KYC & Compliance Workflows brings to the table

A focused set of capabilities designed for real workflows in real financial businesses.

Periodic reminders

Smart scheduling for low, medium, and high-risk client tiers per SEBI norms.

Alerts & nudges

Email, SMS, and in-app nudges that escalate as the deadline approaches.

Document revalidation

Targeted re-collection of only the documents that have expired or changed.

Compliance dashboard

At-a-glance view of pending, completed, and overdue Re-KYC across the book.

Maker-checker flows

Configurable approval workflows with exception handling.

Audit trail

Every reminder, response, and approval logged for inspection readiness.

Automation

Re-KYC that runs itself

The system tracks client tiers, schedules reminders, and escalates aging cases without manual intervention. Your team only sees what needs review.

  • Risk-based scheduling (low / medium / high)
  • Automated email, SMS, and in-app reminders
  • Aging escalation with branch / RM ownership
  • Bulk Re-KYC campaigns with progress tracking
Compliance

Always inspection-ready

A live compliance dashboard plus a complete audit trail means you're prepared for SEBI inspections, exchange audits, and internal reviews.

  • Live compliance dashboard across the client book
  • Pending / overdue / completed status reports
  • Complete audit trail with user-level history
  • Pre-built exchange and SEBI reports

Connects with the systems and partners your firm already uses

KRA
CKYCR
UIDAI
NSDL PAN
SMS Gateway
Email
CRM
Reporting

Built for who actually uses it

Brokers
Periodic KYC at scale
Compliance Teams
Inspection readiness
NBFCs
Customer revalidation
Wealth Firms
Investor data hygiene

Ready to see Re-KYC & Compliance Workflows in action?

Book a 30-minute demo with our product team and we'll walk you through how Re-KYC & Compliance Workflows fits into your business.